Third-party validated risk ratings you can cite. Compliance documentation you can show. Process you can defend.
Clients expect you to actively monitor risk. Regulators demand documented process. But most RIAs lack the tools to do either systematically.
Clients assume risk is being actively monitored. When risk changes, advisors are often the last to know—explaining losses after they happen instead of preventing them.
SEC examinations increasingly focus on documented due diligence. "I did research" isn't enough. You need timestamped, auditable evidence of your process.
When losses occur, can you prove reasonable investigation? Third-party ratings are defensible. Personal opinions are not.
Manual research is time-consuming and inconsistent. You need systematic monitoring that runs continuously—not quarterly reviews that arrive too late.
ERS provides the systematic process fiduciaries need: independent ratings, continuous monitoring, and documentation that demonstrates proactive oversight.
Upload client portfolios and receive instant risk assessments. See exactly where risk is concentrated—by rating, by sector, by metric.
Continuous monitoring with real-time alerts when risk metrics change. Know when ratings shift—before losses materialize.
Every rating includes documented rationale—timestamped, auditable evidence of disciplined process for SEC examinations.
"We monitor changes in risk metrics, not just performance. We use independent, third-party validated analysis. We don't wait for losses to explain risk—we identify it before it materializes."
That's a conversation worth having. That's a process worth documenting. That's a practice worth building.
| Without ERS | With ERS |
|---|---|
| Explain losses after they happen | Identify risk before losses occur |
| Quarterly reviews arrive too late | Real-time alerts when risk changes |
| "I did research" (not defensible) | "I used third-party validated ratings" (defensible) |
| Clients question your process | Clients see documented, systematic oversight |
| SEC examination: hope for the best | SEC examination: timestamped audit trail |
| Differentiate on personality | Differentiate on process and outcomes |
Import client portfolios in any standard format.
Our 9 proprietary ratings applied to every position automatically.
Ratings updated continuously as new data arrives.
Receive notifications when risk metrics shift materially.
Every rating timestamped and documented for compliance and client communication.
Start your 30-day professional trial. See how ERS transforms your risk management and client conversations.